First Trust: Election

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CLIENT RESOURCE KIT

ELECTION

GROWTH OF $10,000 IN THE S&P 500 INDEX SINCE 1949

Source: Standard & Poor’s, FT Advisors. Data is quarterly from 1949 – Q3 2023.

Past performance is no guarantee of future results. For illustrative purposes only and not indicative of any actual investment. The S&P 500 Index is an unmanaged index of 500 companies used to measure large-cap U.S. stock market performance. Investors cannot invest

directly in an index. Index returns do not reflect any fees, expenses, or sales charges. These returns were the result of certain market factors and events which may not be repeated in the future.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any

other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

First Trust Portfolios L.P. | Member SIPC | Member FINRA | 1-800-621-1675 | www.ftportfolios.com

Not FDIC Insured | Not Bank Guaranteed | May Lose Value

$0

$500,000

$1,000,000

$1,500,000

$2,000,000

$2,500,000

$3,000,000

$3,500,000

1949

1954

1959

1964

1969

1974

1979

1984

1989

1994

1999

2004

2009

2014

2019

Fully Invested

Growth of $10,000 Republican

Growth of $10,000 Democrat

2023

-50%

-40%

-30%

-20%

-10%

0%

10%

20%

30%

40%

50%

60%

AVERAGE

S&P 500 Index Performance: 4-Year Election Cycle

Source: Morningstar/Ibbotson Associates. Past performance is no guarantee of future results. For illustrative purposes only and not indicative of any actual investment. The S&P 500 Index is an unmanaged index of 500 companies used to measure large-cap U.S. stock market

performance. Investors cannot invest directly in an index. Index returns do not reflect any fees, expenses, or sales charges. These returns were the result of certain market factors and events which may not be repeated in the future.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or

any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

On and around election day there is often some anxiety about how a president’s 4-year term might impact the stock market. Below we look at S&P 500 Index performance by year of each election cycle. Over the past 92 years,

the S&P 500 Index has seen positive performance 73% of the time, and has averaged a yearly total return of 11.54%. Seeing the big picture can help us to stay focused on our long-term investment goals.

• 67 of the 92 years (73%) provided positive performance

• The average total return for a 4-year term was 46.18%

• When a Republican was in office the average yearly total return was 7.85%

• When a Democrat was in office the average yearly total return was 14.93%

Observations

First Year (Avg. 9.88%)

Second Year (Avg. 8.47%)

Third Year (Avg. 17.64%)

Fourth Year (Avg. 10.19%)

First Trust Portfolios L.P. | Member SIPC | Member FINRA | 1-800-621-1675 | www.ftportfolios.com

Not FDIC Insured | Not Bank Guaranteed | May Lose Value

S&P 500 Index Performance by President and Makeup of Congress

Source: Morningstar, Bloomberg. Past performance is no guarantee of future results. This chart is for illustrative purposes only and not indicative of any actual investment. These returns were the result of certain market factors and events which may not be repeated in the

future. The S&P 500 Index is an unmanaged index of 500 companies used to measure large-cap U.S. stock market performance. Indices do not charge management fees or brokerage expenses, and no such fees or expenses were deducted from the performance shown. Investors

cannot invest directly in an index.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue

Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

First Trust Portfolios L.P. | Member SIPC | Member FINRA | 1-800-621-1675 | www.ftportfolios.com

0%

5%

10%

15%

20%

25%

Split

Democratic

Republican

Split

Republican

Democratic

Average S&P 500 Index Total Return Annual Performance 1950-2022

13.5%

18.5%

16.0%

10.7%

7.5%

17.6%

Makeup of Congress

Democratic President

Republican President

S&P 500 Index Returns In U.S. Presidential Election Years

Since 1928

Source: Morningstar/Ibbotson Associates. Past performance is no guarantee of future results. For illustrative purposes only and not indicative of any actual investment. The S&P 500 Index is an unmanaged index of 500 companies used to measure large-cap U.S. stock

market performance. Investors cannot invest directly in an index. Index returns do not reflect any fees, expenses, or sales charges. These returns were the result of certain market factors and events which may not be repeated in the future.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any

other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

There are many factors that impact stock market returns, but one common concern of

investors is how the stock market will be impacted by a change in America’s President.

In past election years, the S&P 500 Index has seen more positive performance than

negative. Below we take a look at S&P 500 Index performance during presidential

election years, which have historically provided positive gains for stocks.

S&P 500 Index Total Returns During Presidential Election Years (1928-2020)

U.S. Presidential Election Results

Average Return

A Republican was elected

15.3%

A Democrat was elected

8.5%

All election years

11.58%

Observations

There have been 24 elections since the S&P 500 Index began. In these election years:

• 20 of the 24 years (83%) provided positive performance

• When a Democrat was in office and a Democrat was elected (or reelected), the total return

for the year averaged 15.0%

• When a Democrat was in office and a Republican was elected, the total return for the year

averaged 12.9%

Historical U.S. Presidential Election Results

Election Year

President Elected

S&P 500 Index

Total Return

2020

Biden

18.4%

2016

Trump

12.0%

2012

Obama

16.0%

2008

Obama

-37.0%

2004

Bush W.

10.9%

2000

Bush W.

-9.1%

1996

Clinton

23.1%

1992

Clinton

7.7%

1988

Bush H.W.

16.8%

1984

Reagan

6.3%

1980

Reagan

32.4%

1976

Carter

23.8%

1972

Nixon

19.0%

1968

Nixon

11.1%

1964

Johnson

16.5%

1960

Kennedy

0.5%

1956

Eisenhower

6.6%

1952

Eisenhower

18.4%

1948

Truman

5.5%

1944

Roosevelt

19.8%

1940

Roosevelt

-9.8%

1936

Roosevelt

33.9%

1932

Roosevelt

-8.2%

1928

Hoover

43.6%

First Trust Portfolios L.P. | Member SIPC | Member FINRA | 1-800-621-1675 | www.ftportfolios.com

S&P 500 Index Total Returns: First Year Of A Four-Year Presidential Term

Source: Morningstar/Ibbotson Associates. Past performance is no guarantee of future results. Data shows first year returns of the last 12 presidential terms. This chart is for illustrative purposes only and not indicative of any actual investment. The illustration excludes the

effects of taxes and brokerage commissions and other expenses incurred when investing. Investors cannot invest directly in an index. The S&P 500 Index is an unmanaged index of 500 companies used to measure large-cap U.S. stock market performance.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any

other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

First Trust Portfolios L.P. | Member SIPC | Member FINRA | 1-800-621-1675 | www.ftportfolios.com

Not FDIC Insured | Not Bank Guaranteed | May Lose Value

-7.2%

-4.9%

32.2%

31.5%

10.1%

33.4%

-11.9%

4.9%

26.5%

32.4%

21.8%

28.7%

-15%

-10%

-5%

0%

5%

10%

15%

20%

25%

30%

35%

1977

1981

1985

1989

1993

1997

2001

2005

2009

2013

2017

2021

Democrat (Average: 20.6%)

Republican(Average: 12.3%)

How Stocks Have Fared In The First Year Of A Four-Year Presidential Term

S&P 500 Index & Sector Index Total Returns

2021

Democrat

Democrat

Democrat

28.68%

21.57%

24.43%

18.63%

54.35%

34.87%

26.13%

21.10%

34.52%

27.28%

46.14%

17.67%

1993

1997

2001

2005

2009

2013

2017

White House

Senate

House of Representatives

S&P 500 Index

Communication Services

Consumer Discretionary

Consumer Staples

Energy

Financials

Health Care

Industrials

Information Technology

Materials

Real Estate

Utilities

Democrat

Democrat

Democrat

Democrat

Republican

Republican

Republican

Democrat

Republican

Republican

Republican

Republican

Democrat

Democrat

Democrat

Democrat

Democrat

Republican

Republican

Republican

Republican

33.32%

41.25%

34.34%

32.87%

25.21%

47.97%

43.72%

26.97%

28.56%

8.41%

N/A

24.68%

-11.89%

-12.24%

2.78%

-6.42%

-10.45%

-8.94%

-11.96%

-5.74%

-25.87%

3.40%

N/A

-30.40%

4.91%

-5.63%

-6.36%

3.58%

31.36%

6.47%

6.46%

2.30%

0.99%

4.39%

7.36%

16.83%

26.45%

8.93%

41.30%

14.89%

13.78%

17.15%

19.70%

20.93%

61.72%

48.58%

20.79%

11.91%

32.37%

11.47%

43.08%

26.14%

25.05%

35.59%

41.46%

40.64%

28.42%

25.60%

-1.53%

13.21%

21.82%

-1.25%

22.98%

13.49%

-1.01%

22.14%

22.08%

21.01%

38.81%

23.84%

10.85%

12.10%

10.00%

14.34%

14.64%

-3.87%

15.87%

10.59%

-8.19%

18.56%

21.71%

13.46%

N/A

13.64%

Source: Bloomberg and The Spokesman-Review. Past performance is no guarantee of future results. This chart is for illustrative purposes only and not indicative of any actual investment. The illustration excludes the effects of taxes and brokerage commissions or other

expenses incurred when investing. Investors cannot invest directly in an index. The S&P 500 Index is an unmanaged index of 500 companies used to measure large-cap U.S. stock market performance. The 11 major S&P 500 Sector Indices are capitalization-weighted and comprised

of S&P 500 constituents representing a specific sector.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any

other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

First Trust Portfolios L.P. | Member SIPC | Member FINRA | 1-800-621-1675 | www.ftportfolios.com

Not FDIC Insured | Not Bank Guaranteed | May Lose Value

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